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Sub practice
Sub practice

Bank Regulation

Both retail and investment banks are faced with an ever wider regulatory framework at both a national and international level.

Compliance requirements range from conduct of business rules around marketing and passporting financial products to overarching prudential requirements for capital, liquidity and recovery and resolution planning.

Our team advises the world’s leading banks on a very wide range of regulations. We have invested in building a large global team that provides expert advice and interacts with regulators on a day-to-day basis.

Areas we advise and assist clients on include:

  • Authorisation applications - across a wide range of banking activities and in multiple different jurisdictions.
  • Structural and regulatory reform - implementing compliance programmes and helping with business re-design processes.
  • Consumer finance and retail - designing new retail products and advising on conduct of business rules for marketing and sales.

News and insights

Aerial view of green fields

Publications: 30 June 2022

SFDR and Taxonomy Regulation – Latest Update and FAQs

As the start date looms for Level 2 requirements under SFDR and the product disclosure regime in the Taxonomy Regulation, firms are progressing their implementation projects.

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Glass buildings

Publications: 30 June 2022

Podcast: Further headwinds ahead in the UK retail crypto market?

Part two: new UK financial promotions regime rules

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Skyscrapers in a modern city

Publications: 23 June 2022

Podcast: Will changes to advertising rules end the UK retail crypto bubble?

Part one: new Advertising Standards Authority (ASA) guidance

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Crypto

Publications: 23 June 2022

Oh no, where's my crypto? What happens to crypto assets when a custodian fails

Recent turbulence in the crypto asset market and comments by certain regulators raise the critical question of what happens to crypto assets held by a crypto custodian if the custodian becomes…

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Our Financial Services Regulatory practice

Regulation of the financial services sector continues to expand and international directives may increasingly clash with national requirements. Faced with an ever wider regulatory framework, our team can help you plan for and navigate these complex developments.

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