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Sub practice
Sub practice

Bank Regulation

Both retail and investment banks are faced with an ever wider regulatory framework at both a national and international level.

Compliance requirements range from conduct of business rules around marketing and passporting financial products to overarching prudential requirements for capital, liquidity and recovery and resolution planning.

Our team advises the world’s leading banks on a very wide range of regulations. We have invested in building a large global team that provides expert advice and interacts with regulators on a day-to-day basis.

Areas we advise and assist clients on include:

  • Authorisation applications - across a wide range of banking activities and in multiple different jurisdictions.
  • Structural and regulatory reform - implementing compliance programmes and helping with business re-design processes.
  • Consumer finance and retail - designing new retail products and advising on conduct of business rules for marketing and sales.

News & insights

Key regulatory topics

Publications: 25 OCTOBER 2021

Key Regulatory Topics: weekly Update 15 October to 21 October 2021

Of particular note this week, HM Treasury published a policy paper on ‘Greening Finance: A Roadmap to Sustainable Investing’ which sets out the UK government’s ambition to support the financial…

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Modern buildings with mirrored glass reflecting a blue sky

Publications: 20 OCTOBER 2021

HM Treasury concludes its Payments Landscape Review

HM Treasury's recent publication concludes the Government's review of he payments landscape. In it, the Government sets out its vision for the UK payments sector identifying four priority areas and…

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Hedge maze

Publications: 15 OCTOBER 2021

SFDR and Taxonomy Regulation deadlines – A compliance checklist for private banks, wealth managers and advisers

A number of deadlines are looming for private banks, wealth managers and advisers as the next stage of the EU’s Sustainable Finance Disclosure Regulation (SFDR) and Taxonomy Regulation begins to apply…

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Glass building, bridge

Publications: 12 OCTOBER 2021

Global financial regulatory trends related to ESG issues outside the EU

This article provides an overview of the global developments in the regulatory landscape for ESG-matters (with a key focus on 'Environmental') applicable to banks, particularly on reporting,…

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Recognition for our work

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Our Financial Services Regulatory practice

Regulation of the financial services sector continues to expand and international directives may increasingly clash with national requirements. Faced with an ever wider regulatory framework, our team can help you plan for and navigate these complex developments.

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