Both retail and investment banks are faced with an ever wider regulatory framework at both a national and international level.
Compliance requirements range from conduct of business rules around marketing and passporting financial products to overarching prudential requirements for capital, liquidity and recovery and resolution planning.
Our team advises the world’s leading banks on a very wide range of regulations. We have invested in building a large global team that provides expert advice and interacts with regulators on a day-to-day basis.
Areas we advise and assist clients on include:
- Authorisation applications - across a wide range of banking activities and in multiple different jurisdictions.
- Structural and regulatory reform - implementing compliance programmes and helping with business re-design processes.
- Consumer finance and retail - designing new retail products and advising on conduct of business rules for marketing and sales.
News and insights
Publications: 20 January 2023
This week, HMT published its post-implementation review of the Payment Card Interchange Fee Regulations 2015 and its review of the PSRs. Meanwhile the FSB published a progress report on the…
Publications: 19 January 2023
Following the indictments of senior FTX executives, two guilty pleas and related enforcement actions by the U.S. Securities and Exchange Commission and Commodity Futures Trading Commission, the…
Publications: 13 January 2023
This week, the PRA sent letters to deposit-takers, and international banks that are active in the UK, outlining its supervisory priorities for the coming year, while the FCA set out its supervisory…
Publications: 09 January 2023
Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language.
Recognition for our work
We get really sound advice. Their regulatory lawyers work well with the rest of the firm so we get a good, well-rounded approach. In terms of quality of advice they're a cut above the other firms.
Chamber UK 2018 - Financial Services: Non-contentious Regulatory
It's the kind of firm that you rely on not just for their US knowledge but the fact that they have roots internationally. They bring a global perspective that's really helpful.
Chambers USA 2018 - Financial Services Regulation