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Sub practice
Sub practice

Bank Regulation

Both retail and investment banks are faced with an ever wider regulatory framework at both a national and international level.

Compliance requirements range from conduct of business rules around marketing and passporting financial products to overarching prudential requirements for capital, liquidity and recovery and resolution planning.

Our team advises the world’s leading banks on a very wide range of regulations. We have invested in building a large global team that provides expert advice and interacts with regulators on a day-to-day basis.

Areas we advise and assist clients on include:

  • Authorisation applications - across a wide range of banking activities and in multiple different jurisdictions.
  • Structural and regulatory reform - implementing compliance programmes and helping with business re-design processes.
  • Consumer finance and retail - designing new retail products and advising on conduct of business rules for marketing and sales.

News and insights

Key regulatory topics

Publications: 20 January 2023

Key Regulatory Topics: Weekly Update 13 - 19 Jan 2023

This week, HMT published its post-implementation review of the Payment Card Interchange Fee Regulations 2015 and its review of the PSRs. Meanwhile the FSB published a progress report on the…

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An LCD graph of the stock market

Publications: 19 January 2023

Episode 4: Deconstructing Crypto - The Post-FTX Episode

Following the indictments of senior FTX executives, two guilty pleas and related enforcement actions by the U.S. Securities and Exchange Commission and Commodity Futures Trading Commission, the…

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Key regulatory topics

Publications: 13 January 2023

Key Regulatory Topics: Weekly Update 6 - 12 Jan 2023

This week, the PRA sent letters to deposit-takers, and international banks that are active in the UK, outlining its supervisory priorities for the coming year, while the FCA set out its supervisory…

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Regulatory Monitoring

Publications: 09 January 2023

Regulatory Monitoring - relevant developments regarding German and European regulatory law

Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language.

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Content promo_Financial Services Regulatory and Investigations_Our Financial Services Regulatory practice

Our Financial Services Regulatory practice

Regulation of the financial services sector continues to expand and international directives may increasingly clash with national requirements. Faced with an ever wider regulatory framework, our team can help you plan for and navigate these complex developments.

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