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Sub practice
Sub practice

Insurance Regulatory and Compliance

We are a market leader in the provision of legal and regulatory advice to insurers and financial institutions.

We regularly advise regulators and governments, as well as insurers and reinsurers in relation to regulatory issues.  We cover the full range of regulatory matters from authorisation, governance and solvency to engagement with supervisors. In a transactional context, our regulatory experts help manage execution risk associated with complex deals, often involving multiple regulated sectors and jurisdictions.

Our team is heavily engaged in advising in relation to Solvency II and work closely with clients, trade associations and regulators to help shape the regulatory agenda.  Our Regulatory Investigations group advises companies and individuals involved in FSA investigations and enforcement proceedings.

News and insights

Looking up at glass skyscrapers from the ground

Publications: 27 November 2023

Podcast: The current state of play for foreign financial services providers in Australia

Our regulatory team in Sydney summarise the latest developments in the saga that is Australia’s financial services licensing regime. 

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Beams of light from traffic moving through a busy city at night

Publications: 20 November 2023

Webinar - Ahead of the Curve: The insolvency framework for distressed insurers

In this webinar, Jennifer Marshall, Philip Jarvis and Lucy Aconley discussed the current insolvency framework for distressed insurers following recent amendments to the Financial Services and Markets…

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Traffic moving through a busy city at night

Publications: 06 November 2023

Webinar - Ahead of the Curve: Solvency UK and the new UK insurance distribution framework

The UK’s review of the EU’s Solvency II Directive is part of the first tranche of the smarter regulatory framework.

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A bridge

Publications: 09 January 2023

Remote customer onboarding solutions - credit and financial institutions need to adjust their solutions, policies and procedures

On 22 November 2022, the European Banking Authority (EBA) published its final report on the guidelines on the use of Remote Customer Onboarding Solutions under Article 13 (1) of Directive (EU)…

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