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Sub practice
Sub practice

Insurance Regulatory and Compliance

We are a market leader in the provision of legal and regulatory advice to insurers and financial institutions.

We regularly advise regulators and governments, as well as insurers and reinsurers in relation to regulatory issues.  We cover the full range of regulatory matters from authorisation, governance and solvency to engagement with supervisors. In a transactional context, our regulatory experts help manage execution risk associated with complex deals, often involving multiple regulated sectors and jurisdictions.

Our team is heavily engaged in advising in relation to Solvency II and work closely with clients, trade associations and regulators to help shape the regulatory agenda.  Our Regulatory Investigations group advises companies and individuals involved in FSA investigations and enforcement proceedings.

News & insights

City skyline

Publications: 06 SEPTEMBER 2021

FCA product value findings

Practical considerations.

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People walking past large window

Publications: 21 JULY 2021

What to look for in a directors’ and officers’ liability insurance policy

A checklist setting out the key terms that insureds should review when notifying a claim or negotiating the terms of a directors’ and officers’ liability insurance policy.

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Person looking over city from high rise building

Publications: 28 JANUARY 2021

A comparative overview of the Hong Kong and Singapore regulatory frameworks for the supervision of insurance groups

The Hong Kong government recently announced that the insurance group-wide supervision framework (GWS framework) will commence on 29 March 2021. The GWS framework will be implemented via the Insurance…

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Publications: 17 OCTOBER 2019

Latest updates on the China financial sector: lifting foreign shareholding caps

On 11 October 2019, the China Securities Regulatory Commission (CSRC) announced a clearer accelerated timeframe for lifting foreign shareholding caps (i.e. 51%) in futures companies, public securities…

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Recognition