Insurance Regulatory and Compliance
We are a market leader in the provision of legal and regulatory advice to insurers and financial institutions.
We regularly advise regulators and governments, as well as insurers and reinsurers in relation to regulatory issues. We cover the full range of regulatory matters from authorisation, governance and solvency to engagement with supervisors. In a transactional context, our regulatory experts help manage execution risk associated with complex deals, often involving multiple regulated sectors and jurisdictions.
Our team is heavily engaged in advising in relation to Solvency II and work closely with clients, trade associations and regulators to help shape the regulatory agenda. Our Regulatory Investigations group advises companies and individuals involved in FSA investigations and enforcement proceedings.
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News and insights
Publications: 27 November 2023
Podcast: The current state of play for foreign financial services providers in Australia
Our regulatory team in Sydney summarise the latest developments in the saga that is Australia’s financial services licensing regime.
Publications: 20 November 2023
Webinar - Ahead of the Curve: The insolvency framework for distressed insurers
In this webinar, Jennifer Marshall, Philip Jarvis and Lucy Aconley discussed the current insolvency framework for distressed insurers following recent amendments to the Financial Services and Markets…
Publications: 06 November 2023
Webinar - Ahead of the Curve: Solvency UK and the new UK insurance distribution framework
The UK’s review of the EU’s Solvency II Directive is part of the first tranche of the smarter regulatory framework.
Publications: 09 January 2023
On 22 November 2022, the European Banking Authority (EBA) published its final report on the guidelines on the use of Remote Customer Onboarding Solutions under Article 13 (1) of Directive (EU)…
Recognition
They are heavyweights in insurance M&A and reinsurance – hard to beat!
Chambers UK 2018 (Insurance)
They are responsive, approachable, expert and just generally great people to have on your team.
Chambers UK 2018 (Insurance)
It’s excellent service, very pragmatic, very thorough, they have a large, impressive team. We are very satisfied with the depth and quality that runs through it.
Chambers UK 2018 (Insurance)
They are first-rate. They are reliable, produce everything on time and the work product is extremely high-quality.
Chambers UK 2018 (Insurance)
Exceptionally client-focused’ group covers the full range of corporate and regulatory work, from M&A, distribution agreements and outsourcing to authorisation, governance and solvency issues.
Legal 500 UK 2015 (Insurance: Corporate and Regulatory)