Skip to content
Three colleagues talking
Three colleagues talking

Financial Services Regulation

Regulatory changes are affecting all parts of the financial services sector, from banks and asset managers to insurers and market infrastructure providers.

Regulatory changes are affecting all parts of the financial services sector, from banks and asset managers to insurers and market infrastructure providers.

Our team can help guide you through an increasingly complex regulatory landscape where national and international regulations may interact or conflict.

Our global cross-disciplinary approach combines both experts in contentious and non-contentious matters. We help to protect clients from regulatory risk and also advise them on how to take advantage of the emerging opportunities.

News & insights

Hong Kong's Securities and Futures Commission (SFC) Enforcement Actions Tracker

Publications: 15 JUNE 2021

Hong Kong’s Securities and Futures Commission (SFC) Enforcement Actions Trends and Tracker

The SFC's latest annual and quarterly reports highlight the SFC's regulatory work since April 2019 and illustrate some key trends in its enforcement agenda.

Read more
Sun reflecting off high rise buildings

Publications: 11 JUNE 2021

The Financial Services Act 2021

The first step in shaping the UK's financial services regime post-Brexit.

Read more
looking through glass window at person on cream coloured sofa, using laptop on her knee

News: 27 MAY 2021

Allen & Overy launches new Australian financial services licence navigator

Allen & Overy has launched a new tool, the Australian Financial Services Licence Navigator (“Navigator”) to assist foreign financial services providers navigate the new regime for financial services…

Read more
Allen & Overy graphic

Publications: 20 MARCH 2020

Covid–19 coronavirus: what should banks and other financial institutions focus on?

The Covid-19  pandemic presents an unprecedented challenge and will affect all walks of life.  The quantum of the impact is hard to determine at this stage although based on preliminary assessment and…

Read more

Australian Financial Services Licence Navigator

looking through glass window at person on cream coloured sofa, using laptop on her knee

Discover which Australian financial services licence (AFSL) or relief to apply for from the Australian Securities and Investments Commission (ASIC) under Australia's new regime for financial services providers based outside Australia. 

Find out more and register your interest below.

Recognition

Download our practice brochures