Financial Services Regulation
Regulatory changes are affecting all parts of the financial services sector, from banks and asset managers to insurers and market infrastructure providers.
Regulatory changes are affecting all parts of the financial services sector, from banks and asset managers to insurers and market infrastructure providers.
Our team can help guide you through an increasingly complex regulatory landscape where national and international regulations may interact or conflict.
Our global cross-disciplinary approach combines both experts in contentious and non-contentious matters. We help to protect clients from regulatory risk and also advise them on how to take advantage of the emerging opportunities.
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News & insights
Publications: 19 OCTOBER 2020
The FCA’s 5 conduct questions: Translating theory to practice
The FCA has published its “Five Conduct Questions” report for 2020, highlighting key observations and issues with respect to firms’ conduct and culture programmes
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Publications: 19 OCTOBER 2020
In Credit Podcast: FCA’s finalised guidance on branch and ATM closures or conversions
This is the first episode of what will be a regular podcast – In Credit – where the A&O team cover recent trends and updates in Consumer Credit and Retail.
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Publications: 16 OCTOBER 2020
Key Regulatory Topics: Weekly Update 9 to 15 October 2020
Our weekly update on key regulatory topics affecting the financial services sector. If you would like to receive this update by email and be added to our marketing mailing list please contact…
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Publications: 20 MARCH 2020
Covid–19 coronavirus: what should banks and other financial institutions focus on?
The Covid-19 pandemic presents an unprecedented challenge and will affect all walks of life. The quantum of the impact is hard to determine at this stage although based on preliminary assessment and…
Read moreRecognition
They've got a really strong team. It's a Rolls-Royce service.
Chambers UK 2018 - Financial Services: Non-contentious Regulatory
They have built a robust transatlantic practice. They bring a tremendous amount to the table.
Chambers USA 2018 - Financial Services Regulation
Allen & Overy LLP is 'absolutely outstanding' at representing clients throughout the continuum of contentious issues.
Legal 500 UK 2017 - Financial Services Contentious
