Skip to content

Financial Services Regulation

Regulatory changes are affecting all parts of the financial services sector, from banks and asset managers to insurers and market infrastructure providers.

Regulatory changes are affecting all parts of the financial services sector, from banks and asset managers to insurers and market infrastructure providers.

Our team can help guide you through an increasingly complex regulatory landscape where national and international regulations may interact or conflict.

Our global cross-disciplinary approach combines both experts in contentious and non-contentious matters. We help to protect clients from regulatory risk and also advise them on how to take advantage of the emerging opportunities.

News & insights

Building

Publications: 19 OCTOBER 2020

The FCA’s 5 conduct questions: Translating theory to practice

The FCA has published its “Five Conduct Questions” report for 2020, highlighting key observations and issues with respect to firms’ conduct and culture programmes

Read more

Publications: 19 OCTOBER 2020

In Credit Podcast: FCA’s finalised guidance on branch and ATM closures or conversions

This is the first episode of what will be a regular podcast – In Credit – where the A&O team cover recent trends and updates in Consumer Credit and Retail.

Read more

Publications: 16 OCTOBER 2020

Key Regulatory Topics: Weekly Update 9 to 15 October 2020

Our weekly update on key regulatory topics affecting the financial services sector. If you would like to receive this update by email and be added to our marketing mailing list please contact…

Read more

Publications: 20 MARCH 2020

Covid–19 coronavirus: what should banks and other financial institutions focus on?

The Covid-19  pandemic presents an unprecedented challenge and will affect all walks of life.  The quantum of the impact is hard to determine at this stage although based on preliminary assessment and…

Read more

Recognition

Download our practice brochures