Financial Services Regulation
Regulatory changes are affecting all parts of the financial services sector, from banks and asset managers to insurers and market infrastructure providers.
Regulatory changes are affecting all parts of the financial services sector, from banks and asset managers to insurers and market infrastructure providers.
Our team can help guide you through an increasingly complex regulatory landscape where national and international regulations may interact or conflict.
Our global cross-disciplinary approach combines both experts in contentious and non-contentious matters. We help to protect clients from regulatory risk and also advise them on how to take advantage of the emerging opportunities.
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News & insights
Publications: 16 APRIL 2021
Authorising your holding company
Certain UK incorporated holding companies of banks and investments firms will, for the first time, be required to obtain PRA authorisation in 2021.
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Publications: 08 APRIL 2021
Key Regulatory Topics: Weekly Update 1 - 8 April 2021
Our weekly update on key regulatory topics affecting the financial services sector. If you would like to receive this update by email and be added to our marketing mailing list please contact…
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Publications: 02 APRIL 2021
Foreign Branches of Singapore FIs May Offer Cross-Border Services under a Business Arrangement Subject to Ex-Post Notification.
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Publications: 20 MARCH 2020
Covid–19 coronavirus: what should banks and other financial institutions focus on?
The Covid-19 pandemic presents an unprecedented challenge and will affect all walks of life. The quantum of the impact is hard to determine at this stage although based on preliminary assessment and…
Read moreAustralian Financial Services Licence Navigator
Discover which Australian financial services licence (AFSL) or relief to apply for from the Australian Securities and Investments Commission (ASIC) under Australia's new regime for financial services providers based outside Australia.
Find out more and register your interest below.
Recognition
They've got a really strong team. It's a Rolls-Royce service.
Chambers UK 2018 - Financial Services: Non-contentious Regulatory
They have built a robust transatlantic practice. They bring a tremendous amount to the table.
Chambers USA 2018 - Financial Services Regulation
Allen & Overy LLP is 'absolutely outstanding' at representing clients throughout the continuum of contentious issues.
Legal 500 UK 2017 - Financial Services Contentious
