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Financial Services Regulation

Regulatory changes are affecting all parts of the financial services sector, from banks and asset managers to insurers and market infrastructure providers.

Regulatory changes are affecting all parts of the financial services sector, from banks and asset managers to insurers and market infrastructure providers.

Our team can help guide you through an increasingly complex regulatory landscape where national and international regulations may interact or conflict.

Our global cross-disciplinary approach combines both experts in contentious and non-contentious matters. We help to protect clients from regulatory risk and also advise them on how to take advantage of the emerging opportunities.

News & insights

Authorising your holding company

Publications: 16 APRIL 2021

Authorising your holding company

Certain UK incorporated holding companies of banks and investments firms will, for the first time, be required to obtain PRA authorisation in 2021. 

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Key regulatory topics

Publications: 08 APRIL 2021

Key Regulatory Topics: Weekly Update 1 - 8 April 2021

Our weekly update on key regulatory topics affecting the financial services sector. If you would like to receive this update by email and be added to our marketing mailing list please contact…

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Publications: 02 APRIL 2021

Foreign Branches of Singapore FIs May Offer Cross-Border Services under a Business Arrangement Subject to Ex-Post Notification

Foreign Branches of Singapore FIs May Offer Cross-Border Services under a Business Arrangement Subject to Ex-Post Notification.

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Allen & Overy graphic

Publications: 20 MARCH 2020

Covid–19 coronavirus: what should banks and other financial institutions focus on?

The Covid-19  pandemic presents an unprecedented challenge and will affect all walks of life.  The quantum of the impact is hard to determine at this stage although based on preliminary assessment and…

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Australian Financial Services Licence Navigator

looking through glass window at person on cream coloured sofa, using laptop on her knee

Discover which Australian financial services licence (AFSL) or relief to apply for from the Australian Securities and Investments Commission (ASIC) under Australia's new regime for financial services providers based outside Australia. 

Find out more and register your interest below.

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