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Regulatory Monitoring and Compliance

Regulatory Law goes digital

Financial supervisory law has been increasing in complexity for years. Implementing the numerous new legal requirements at European and national level is not to be done in a day but requires an ongoing effort since new laws affecting the financial industry are being adopted constantly. The challenge for your company is to keep abreast with this flood of new rules and to implement new requirements fully and in a timely and audit-compliant manner, against a backdrop of increasing cost pressure and a demand for more efficiency.

Our solution: RegGateway

RegGateway is a unique, multi-jurisdictional and intuitive 360-degree online platform that supports you in various ways in monitoring, implementing and applying European and German financial regulatory law in your day-to-day business – a one-stop shop for all queries and practical challenges in the field of supervisory law.

The software-as-a-service solution helps regulated financial institutions identify new legislation and at the same time initiate in-house implementation processes.

Our RegGateway includes the following functions, among others:

  • solutions for monitoring new regulatory legislation
  • automated reading versions of statutory amendments
  • a database comprising the entire body of financial supervisory law, with the option to compile and annotate collections specifically for your organisation
  • a MaRisk compliance solution for the tailored implementation of relevant legislation using an agile project management function.
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RegGateway - ensure regulatory compliance

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With RegGateway we have an amazing tool for ensuring regulatory compliance. It covers horizon scanning, the implementation process and also knowledge sharing within the team.

Dr Stefan Brügmann, General Counsel & Head of HR, Helaba