Authorising your holding company

Published Date
Apr 16, 2021
Certain UK incorporated holding companies of banks and investments firms will, for the first time, be required to obtain PRA authorisation in 2021. 
The required applications for authorisation are detailed and will require input from legal, governance and risk teams.
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This content was originally published by Allen & Overy before the A&O Shearman merger

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About the
authors

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Kate Sumpter

Partner

London

She has also assisted a number of international banking institutions with designing and developing their legal entity structures. Kate ...
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Bob Penn

Partner

London

He has led our substantial work on the European financial services reform agenda, including advising on revisions to capital require...

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Nick Bradbury

Partner

London

Nick has advised on the full range of regulatory change the financial industry is facing, including recovery and resolution planning...

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Tom Lodder

Managing Director, Consulting

London

Tom is passionate about providing consulting advisory services to clients that meet their most critical needs and look and feel diff...

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Tom Anderson

Executive Director, Consulting

London

He has over 25 years of experience in financial services, with deep expertise in risk management frameworks and strategies, complian...

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Claire Haydon

Executive Director, Consulting

London

She has extensive experience in supporting firms with their governance, compliance, conduct, risk management and regulatory strategy ch...