Frank Herring
Of Counsel
Frankfurt am Main
Frank Herring
Of Counsel
Frankfurt am Main
Contact Details
Frank is a leading expert in financial services regulation, with a special focus on the regulation of investment and asset managers. Together with his team, he advises clients on a broad range of regulatory requirements under the Investment Code (Kapitalanlagegesetzbuch), the German Banking Act (Kreditwesengesetz), Insurance Supervision Law (Versicherungsaufsichtsgesetz) and the Securities Trading Act (Wertpapierhandelsgesetz).
Frank is a lecturer at the Institute for Law and Finance at the Johann Wolfgang Goethe University in Frankfurt since 2015.
Frank is recognised as a leading German investment funds lawyer by Juve, Legal 500 and PLC.
"hold him in high professional esteem" (competitor) - JUVE HANDBOOK 2019/2020
"enjoys an excellent reputation in the market" - Legal 500 2019
Expertise
Practices
Sectors
Bureau
Frankfurt am Main
Allen & Overy LLP
Bockenheimer Landstraße 2
60306 Frankfurt am Main
Qualifications
Professionnelles
Assessor, Germany, 1996
Admitted as German Rechtsanwalt, 1996
News & insights
Publications: 16 DECEMBER 2019
Protection des lanceurs d’alerte (whistleblowers) : quelles obligations pour l’employeur ?
En vue de la transposition de la nouvelle directive sur les lanceurs d’alerte d’ici au plus tard le 17 décembre 2021, les employeurs devraient commencer une réflexion interne sur la mise en œuvre de…
Lire la suite
Expertise
Practices
Sectors
Bureau
Frankfurt am Main
Allen & Overy LLP
Bockenheimer Landstraße 2
60306 Frankfurt am Main
Qualifications
Professionnelles
Assessor, Germany, 1996
Admitted as German Rechtsanwalt, 1996
Published work
Loff/Herring (2012) "Die Verwaltung alternativer Investmentvermögen nach dem KAGB-E - Bestimmung der AIF-Kapitalverwaltungsgesellschaft, Master-AIF-KVG-Strukturen, Typenzwang und deren Auswirkungen auf die Verwaltung" Der Betrieb Nr. 36, 7.9.2012 (pages 2029-2036)Briefing Papers:
Herring/Loff (2011) „AIFMD - Overview“
Herring/Loff (2011) „AIFMD - Scope”
Herring/Loff (2011) „Amendment of the Law Governing Investment Intermediaries and Capital Investment”
Herring/Loff (2011) „Countdown to UCITS IV - Organisational Duties“
Herring/Loff (2010) „PRIPs - Packed Retail Investment Product”
Herring/Loff (2010) „Countdown to UCITS IV - The new Regime and the Key Investor Information”
Herring/Loff (2010) „The new German Investor Protection Act”
Herring/Loff (2007) „Best Execution under MiFID - A step by step guide”
Herring/Loff (2007) „MiFID for EC-branches”
Herring/Loff (2007) „MiFID- Inducements”
