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Frank Herring

Of Counsel

Frankfurt am Main

Herring Frank
Frank Herring

Of Counsel

Frankfurt am Main

Frank is a leading expert in financial services regulation, with a special focus on the regulation of investment and asset managers. Together with his team, he advises clients on a broad range of regulatory requirements under the Investment Code (Kapitalanlagegesetzbuch), the German Banking Act (Kreditwesengesetz), Insurance Supervision Law (Versicherungsaufsichtsgesetz) and the Securities Trading Act (Wertpapierhandelsgesetz).

Frank is a lecturer at the Institute for Law and Finance at the Johann Wolfgang Goethe University in Frankfurt since 2015.

Frank is recognised as a leading German investment funds lawyer by Juve, Legal 500 and PLC.

"hold him in high professional esteem" (competitor) - JUVE HANDBOOK 2019/2020

"enjoys an excellent reputation in the market" - Legal 500 2019

News & insights

Publications: 16 DECEMBER 2019

Protection des lanceurs d’alerte (whistleblowers) : quelles obligations pour l’employeur ?

En vue de la transposition de la nouvelle directive sur les lanceurs d’alerte d’ici au plus tard le 17 décembre 2021, les employeurs devraient commencer une réflexion interne sur la mise en œuvre de…

Lire la suite

Bureau

Frankfurt am Main

Allen & Overy LLP
Bockenheimer Landstraße 2
60306 Frankfurt am Main

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Qualifications

Professionnelles

Assessor, Germany, 1996

Admitted as German Rechtsanwalt, 1996

Published work

Loff/Herring (2012) "Die Verwaltung alternativer Investmentvermögen nach dem KAGB-E - Bestimmung der AIF-Kapitalverwaltungsgesellschaft, Master-AIF-KVG-Strukturen, Typenzwang und deren Auswirkungen auf die Verwaltung" Der Betrieb Nr. 36, 7.9.2012 (pages 2029-2036)

Briefing Papers:

Herring/Loff (2011) „AIFMD - Overview“

Herring/Loff (2011) „AIFMD - Scope”

Herring/Loff (2011) „Amendment of the Law Governing Investment Intermediaries and Capital Investment”

Herring/Loff (2011) „Countdown to UCITS IV - Organisational Duties“

Herring/Loff (2010) „PRIPs - Packed Retail Investment Product”

Herring/Loff (2010) „Countdown to UCITS IV - The new Regime and the Key Investor Information”

Herring/Loff (2010) „The new German Investor Protection Act”

Herring/Loff (2007) „Best Execution under MiFID - A step by step guide”

Herring/Loff (2007) „MiFID for EC-branches”

Herring/Loff (2007) „MiFID- Inducements”