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James Roe

Partner

London

Roe James
James Roe

Partner

London

James is a UK ECM partner in the London office. James's experience includes advising both issuers and underwriters on the full range of equity capital markets transactions in the UK and on overseas exchanges, including: initial public offerings; rights issues, open offers and other secondary offerings; acquisitions, disposals and other significant listed company transactions. James is recognised by both Chambers and Legal 500. Chambers UK 2018 notes “he is very intellectual, very thoughtful, very creative and delightful to work with”. James previously headed our capital markets practice in Moscow.

Experience includes advising:

Hellenic Bank on its acquisition of certain assets and liabilities of the Cyprus Cooperative Bank and related price placement and rights issue

Capita on its GBP701m rights issue (underwriters’ counsel)

Equiniti on its GBP317m IPO on the London Stock Exchange and its subsequent GBP200m rights issue in connection with its acquisition of the Wells Fargo Shareholder Services division (underwriters’ counsel)

Allied Irish Banks (AIB) on its EUR3.4bn IPO and dual listing on the Irish Sock Exchange and London Stock Exchange (acting for Irish government)

Clydesdale Bank on its demerger from National Australia Bank Limited and dual listing on the London Stock Exchange and Australian Stock Exchange (independent adviser to Clydesdale Bank and its Board)

McCarthy & Stone on its GBP388m IPO on the London Stock Exchange

Ibstock on its GBP354m IPO on the London Stock Exchange

Coca-Cola Iberian Partners on its USD27bn three-way merger with Coca-Cola Enterprises and Coca-Cola Erfrischungsgetränke to form Coca-Cola European Partners, which was listed on the NYSE, Amsterdam Stock Exchange and the Madrid, Valencia, Bilbao and Barcelona stock exchanges in Spain

Hibernia REIT on its EUR385m IPO on the London Stock Exchange (underwriters’ counsel) and on its subsequent EUR300m placing and open offer (Issuer’s counsel)

Emaar Malls Group on its USD1.6bn IPO on the Dubai Financial Market (underwriters’ counsel)

Electrica on its USD1.18bn IPO and dual listings on the Bucharest Stock Exchange and the London Stock Exchange

Piraeus Bank on its EUR1.34bn secondary capital raising (underwriters’ counsel)

News & insights

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Publications: 21 FEBRUARY 2020

Indonesia introduces new regulation to facilitate the transformation of foreign bank branches into subsidiaries and refine M&A in the banking sector

The OJK introduced new regulation to facilitate the transformation of foreign bank branches into subsidiaries and address certain existing uncertainties in executing bank M&A.

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Publications: 20 FEBRUARY 2020

Coronavirus: Points to consider on M&A transactions

As coronavirus (Covid-19), first reported in Wuhan in December 2019, spreads across China and beyond, it has been widely reported that some Chinese companies are looking to suspend or terminate their contractual commitments. Factory closures, port and travel restrictions on goods and workers, a decline in energy demand, and reductions in consumer spending are affecting many sectors including manufacturing, transport, tourism, energy and retail.

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Publications: 23 JANUARY 2020

Equity capital markets: navigating the challenges of 2020

2019 was a challenging year for equity capital markets. Proceeds from IPOs fell by over 25% in the UK, and by more than 30% across Europe. A number of political and economic factors, which contributed to pricing uncertainty and market volatility, undoubtedly led to this reduction in activity. 

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Publications: 20 JUNE 2019

The new Prospectus Regulation: regime changes for equity capital markets

Issuers and their advisers are likely to be interested in an article about the impact of the new Prospectus Regulation (PR) for equity offerings that we have co-written with David Cotton of Bank of America Merrill Lynch, for PLC Magazine. Changes include the treatment of risk factors, the prospectus summary, the exemptions from the prospectus publication requirement and the “advertisements” regime. The PR applies in full from 21 July 2019.

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Office

London

Allen & Overy LLP
One Bishops Square
London
E1 6AD

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Qualifications

Professional

Admitted as solicitor, England and Wales, 2000

Academic

LLB, Law, UCL University of London, 1996

Post Graduate Diploma, Bachelor of Civil Law, Oxford University, 1997

LPC, Law, The College Of Law, London, 1998