Prior to joining A&O Consulting, Tom spent 4 years at Nationwide Building Society where, for the last 2 years, he was the Chief Compliance Officer responsible for Conduct, Compliance and Operational Risk management across all of the Society’s operations. Prior to his role at Nationwide, Tom spent 2 years at RBS Group as Head of Regulatory Relations, managing key regulatory relationships and advising senior management on regulatory strategy. Tom also spent 12 years at the Financial Services Authority, supervising large multinational banking groups, with his last role being Head of Wholesale Banks & Investment Firms.
News & insights
Blog Post: 02 SEPTEMBER 2021
Recent Deferred Prosecution Agreements (DPAs) show the UK Serious Fraud Office (SFO) scrutinising companies’ compliance programmes. All of the companies which entered into DPAs relating to bribery had…Read more
Publications: 16 APRIL 2021
Certain UK incorporated holding companies of banks and investments firms will, for the first time, be required to obtain PRA authorisation in 2021.Read more
Publications: 15 APRIL 2021
Following a year that saw firms’ operational resilience arrangements put to the test, the FCA, the PRA and the Bank of England published their long-awaited final rules and guidance on operational…Read more