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Sharon Li

Professional Support Lawyer

Hong Kong

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Sharon Li

Professional Support Lawyer

Hong Kong

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Investigations Insight Ariel view Hong Kong 2

Blog Post: 20 December 2021

Hong Kong Securities and Futures Commission attributes corporate misconduct to Manager In Charge and Responsible Officer

We consider the implications of the Hong Kong SFC’s recent suspension of a responsible officer (RO) and manager-in-charge (MIC) following its public reprimand and fine of Fulbright Securities Limited…

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