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Andre Da Roza

Of Counsel

Hong Kong

Da Roza Andre
Andre Da Roza

Of Counsel

Hong Kong

Andre Da Roza is a Counsel in the APAC Regulatory Group* in Hong Kong and is qualified in Hong Kong and England and Wales. He regularly advises financial institutions on licensing, compliance and general regulatory matters. Andre’s practice includes a particular focus on the private banking industry. He has recently assisted a number of banks in the overhaul of their terms and conditions. He also regularly acts for industry bodies, such as the Private Wealth Management Association, and actively participates in industry consultations. Andre also has experience in advising on the regulatory aspects of transactions involving regulated entities and products (including the sale and purchase of banks, licensed corporations and insurance companies).

Andre received his Bachelor of Laws from King's College London. He is fluent in English, and has intermediate level Mandarin and Cantonese.

*The APAC Regulatory Group pulls together Allen & Overy's financial services teams in Hong Kong (the hub of the Group), the PRC, Singapore, Australia, Japan, Indonesia and Thailand, together with Allen & Overy's established network of correspondents across Asia Pacific.

News & insights

Publications: 20 MAY 2020

Will Covid-19 coronavirus accelerate the "Tech" in FinTech across Asia-Pacific?

With the Covid-19 coronavirus pandemic causing some nations to undergo lockdowns and the widespread implementation of social distancing rules restricting physical contact, financial institutions are…

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Publications: 13 FEBRUARY 2020

Financial Regulatory Focus: Expected Developments in the Year of the Rat

As we move into the year of the rat, we consider some of the key areas of financial regulatory development that are expected this year in the Asia-Pacific region. 

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Publications: 21 JUNE 2019

Obtaining an SFC Licence: 10+1 things to know

A company applying for a licence from the Securities and Futures Commission (SFC) may seem daunting but with careful thought and observation of some fundamental aspects of the SFC’s requirements, a…

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Publications: 21 NOVEMBER 2018

Sale and Distribution of Debt Instruments with Loss-absorption Features

On 30 October 2018, the Hong Kong Monetary Authority (MA) issued guidance on enhanced investor protection measures on the sale and distribution of debt instruments with loss-absorption features and…

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Office

Hong Kong

Allen & Overy
9th Floor, Three Exchange Square, Central
Hong Kong

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Qualifications

Professional

Trainee solicitor, Hong Kong, 2006

Admitted as solicitor, Hong Kong, 2008

Admitted as solicitor, England and Wales, 2011

Academic

LLB (Hons), King's College London, 2005

PCLL with distinction, 2006