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Our View: What Does the New Wave of Municipal Securities Enforcement Cases Mean for Municipal Underwriters?

16 September 2013

The last several months have seen a notable uptick in municipal securities actions brought by the Securities and Exchange Commission’s Enforcement Division.  We believe that this action reflects the SEC's current commitment to pursue municipal underwriters and may provide a window into some of the issues that the SEC is currently focusing on in enforcement investigations and exams.    

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