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CFTC Issues Substituted Compliance Determinations for Six Jurisdictions

14 January 2014

On December 20, 2013, the Commodity Futures Trading Commission (CFTC) issued a series of comparability determinations for certain swap dealer (SD) and major swap participant (MSP) business conduct requirements included in the Entity-Level Requirements with respect to the law and regulations applicable in Australia, Canada, the European Union, Hong Kong, Japan and Switzerland (the Comparability Determinations).