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Financial Markets Regulation

We aim to be a global partner and trusted adviser to our clients and guide them through the regulatory landscape, avoid pitfalls, ensure compliance and identify opportunities

We offer a combination of leading and long-standing Dutch financial regulation practice and an international perspective on market practice and developments. Our multi-disciplinary group comprises experts in banking and securities law, insurance law, pensions law, corporate law, administrative law, employment law and criminal law. We have a strong and practical understanding of financial markets, rules and regulations and the way regulators operate. We are actively involved in shaping the regulatory landscape by participating in consultations and producing publications on a wide range of regulatory topics.

Practice areas include:

  • Market access
  • Prudential regulation
  • Conduct of business regulation
  • Asset management and funds
  • Pensions and pension providers
  • Primary markets and regulation of market activities
  • Corporate governance
  • Recovery and resolution
  • Investigations, compliance matters, anti-money laundering and international sanctions
  • Financial regulatory litigation
  • Fintech, e-money and payment services
  • Remuneration
  • Transparency regulations
  • Derivatives
  • Brexit Law

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News and insights

ECB building and Frankfurt city skyline

Blog Post: 04 April 2024

EU court’s judgment sheds new light on how the ECB should apply national administrative measures

The General Court of the European Union recently delivered its judgment on a dispute between an Austrian bank (BAWAG) and the ECB over the imposition of an administrative measure for breaching the…

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long exposure photo in a metropolitan area with light trails

Publications: 03 April 2024

Plan for the worst, hope for the best: PRA policy on solvent exit planning for non-systemic banks and building societies

The PRA has published its final policy on the requirements for non-systemic UK banks and building societies to prepare for a solvent exit.  The new rules require all firms in scope to prepare for an…

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Key regulatory topics

Publications: 22 March 2024

Key Regulatory Topics: Weekly Update 15 - 21 Mar 2024

Of particular note this week, ESMA issued a statement in light of the entry into force on 28 March of the changes introduced by the MiFIR review. ESMA acknowledges that public guidance is necessary,…

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Woman with pencil looking at screen

Blog Post: 20 March 2024

Our top ten enforcement takeaways from the FCA Business Plan 2024/25

The UK Financial Conduct Authority (FCA) has published its business plan for 2024/25. Reducing and preventing financial crime, championing consumer needs and strengthening the UK’s position in global…

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