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Financial Services Regulation

Regulatory changes are affecting all parts of the financial services sector, from banks and asset managers to insurers and market infrastructure providers.

Regulatory changes are affecting all parts of the financial services sector, from banks and asset managers to insurers and market infrastructure providers.

Our team can help guide you through an increasingly complex regulatory landscape where national and international regulations may interact or conflict.

Our global cross-disciplinary approach combines both experts in contentious and non-contentious matters. We help to protect clients from regulatory risk and also advise them on how to take advantage of the emerging opportunities.

News & insights

Publications: 18 SEPTEMBER 2020

Key Regulatory Topics: Weekly Update 11-17 September 2020

Our weekly update on key regulatory topics affecting the financial services sector. If you would like to receive this update by email and be added to our marketing mailing list please contact…

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Publications: 14 SEPTEMBER 2020

ESG Taxonomy: What asset and fund managers need to know

A key plank in the European Commission’s work programme to help it move to a carbon neutral, sustainable EU involves the Taxonomy Regulation. This is a framework which allows for the progressive…

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Hong Kong's Securities and Futures Commission (SFC) Enforcement Actions Tracker

Publications: 07 SEPTEMBER 2020

Hong Kong’s Securities and Futures Commission (SFC) Enforcement Actions Trends and Tracker

The SFC published its annual report for 2019/2020 in June and recently published its quarterly report for Q2 2020.

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Publications: 20 MARCH 2020

Covid–19 coronavirus: what should banks and other financial institutions focus on?

The Covid-19  pandemic presents an unprecedented challenge and will affect all walks of life.  The quantum of the impact is hard to determine at this stage although based on preliminary assessment and…

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Recognition

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