Bank Regulation
Both retail and investment banks are faced with an ever wider regulatory framework at both a national and international level.
Compliance requirements range from conduct of business rules around marketing and passporting financial products to overarching prudential requirements for capital, liquidity and recovery and resolution planning.
Our team advises the world’s leading banks on a very wide range of regulations. We have invested in building a large global team that provides expert advice and interacts with regulators on a day-to-day basis.
Areas we advise and assist clients on include:
- Authorisation applications - across a wide range of banking activities and in multiple different jurisdictions.
- Structural and regulatory reform - implementing compliance programmes and helping with business re-design processes.
- Consumer finance and retail - designing new retail products and advising on conduct of business rules for marketing and sales.
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News and insights
Publications: 04 April 2024
Deconstructing Crypto Episode 10: SBF, AI-Washing and Major Case Developments
In episode 10 of Deconstructing Crypto, Todd Fishman and Gene Ingoglia review the sentencing of FTX founder Sam Bankman-Fried, discuss the SEC’s settlement with two investment advisors over alleged…
Blog Post: 04 April 2024
EU court’s judgment sheds new light on how the ECB should apply national administrative measures
The General Court of the European Union recently delivered its judgment on a dispute between an Austrian bank (BAWAG) and the ECB over the imposition of an administrative measure for breaching the…
Publications: 03 April 2024
The PRA has published its final policy on the requirements for non-systemic UK banks and building societies to prepare for a solvent exit. The new rules require all firms in scope to prepare for an…
Publications: 02 April 2024
Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language.
Recognition for our work
We get really sound advice. Their regulatory lawyers work well with the rest of the firm so we get a good, well-rounded approach. In terms of quality of advice they're a cut above the other firms.
Chamber UK 2018 - Financial Services: Non-contentious Regulatory
It's the kind of firm that you rely on not just for their US knowledge but the fact that they have roots internationally. They bring a global perspective that's really helpful.
Chambers USA 2018 - Financial Services Regulation
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