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Bob Penn

Partner

London

Penn Bob
Bob Penn

Partner

London

Bob advises banks, asset managers, market infrastructure providers and other financial institutions on a wide range of national and international regulations. He has led our substantial work on the European financial services reform agenda, including advising on revisions to capital requirements, the introduction of recovery and resolution plans and retail ring-fencing for banks and on changes to derivatives markets.

Bob is the author of two chapters in the Oxford University Press publication on Financial Markets and Exchanges Law, covering UK recognised investment exchanges and clearing houses and alternative trading systems respectively. Bob gave evidence to the UK Parliamentary Commission on Banking Standards in relation to proposals for the ring-fencing of retail banking activities in the UK. He sits on the IIF Special Committee on Effective Regulation and the BBA High Level Group on Financial Stability.

Bob is recognised as a leading individual for regulatory advice by Legal 500, Chambers & Partners and IFLR 1000 and is regularly quoted in the press on regulatory matters.

News & insights

Abstract

Publications: 12 AUGUST 2021

MiFID Review timeline – the year ahead

A high-level timeline summarising key dates and expected publications for the EU and UK MiFID Review.

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Stock information displayed over a map

Publications: 08 JULY 2021

The PRA’s expectations on Operational Continuity in Resolution (OCIR)

The PRA has published updates to its policy and a revised supervisory statement on ensuring operational continuity in resolution (PS 9/21 and SS4/21) following its consultation paper in October 2020…

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Sun reflecting off high rise buildings

Publications: 11 JUNE 2021

The Financial Services Act 2021

The first step in shaping the UK's financial services regime post-Brexit.

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Authorising your holding company

Publications: 16 APRIL 2021

Authorising your holding company

Certain UK incorporated holding companies of banks and investments firms will, for the first time, be required to obtain PRA authorisation in 2021. 

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Office

London

Allen & Overy LLP
One Bishops Square
London
E1 6AD

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Qualifications

Professional

Admitted as solicitor, England and Wales, 1999

Academic

LPC

MA, Classics, University of Cambridge, 1995

CPE, 1996