Hero Text Image Blogs
Recent posts
Blog Post: 21 March 2024
It’s time to review your family friendly policies ahead of forthcoming changes
From 6 April 2024, new rules affecting a number of family friendly rights will come into force.
Read more It’s time to review your family friendly policies ahead of forthcoming changesBlog Post: 20 March 2024
Our top ten enforcement takeaways from the FCA Business Plan 2024/25
The UK Financial Conduct Authority (FCA) has published its business plan for 2024/25. Reducing and preventing financial crime, championing consumer needs and strengthening the UK’s position in global…
Read more Our top ten enforcement takeaways from the FCA Business Plan 2024/25All posts
Popular posts
Blog Post: 05 August 2015
Suspicious Transaction Reports – a warning shot from the FCA
The FCA has issued the industry with a further warning relating to Suspicious Transaction Reports (known as STRs). Although the FCA appears to be broadly satisfied with the quality of STRs it…
Read more Suspicious Transaction Reports – a warning shot from the FCABlog Post: 26 August 2015
Who, what, where? The extra-territorial scope of the new FCA and PRA Senior Managers Regime
‘To what extent will senior individuals located outside the UK need to be Senior Managers?’ This is probably one of the most common points we have been asked to advise on by firms…
Read more Who, what, where? The extra-territorial scope of the new FCA and PRA Senior Managers RegimeBlog Post: 11 August 2015
Latest attestations numbers: Has the novelty worn off for the FCA?
If the FCA’s supervisory tools were toys, attestations would be near the top of the ‘most wanted’ list. Indeed, the FCA has made no secret of the fact that it considers attestations to be a…
Read more Latest attestations numbers: Has the novelty worn off for the FCA?Blog Post: 03 August 2015
Complaints handling: Common pitfalls and how to avoid them
Last week, we commented on the latest changes to the FCA’s complaints handling rules (available here). Complaints handling has long been a focus of the FCA and we have seen a steady…
Read more Complaints handling: Common pitfalls and how to avoid them