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Finsia - False information can still be information for the purposes of the Australian insider trading law Finsia - False information can still be information for the purposes of the Australian insider trading law
12 December 2012
http://www.allenovery.com/publications/en-g … s-of-the-Australian-insider-trading-law.aspx
Future of Financial Advice – Treasury has a ‘Change of Mind’ on Grandfathering Rules Future of Financial Advice – Treasury has a ‘Change of Mind’ on Grandfathering Rules
13 March 2013
http://www.allenovery.com/publications/en-g … Change-of-Mind--on-Grandfathering-Rules.aspx
The Revised Transparency Directive The Revised Transparency Directive
08 October 2014
http://www.allenovery.com/publications/en-gb/Pages/The-Revised-Transparency-Directive.aspx
Australia’s Future of Financial Advice Regime Commences Australia’s Future of Financial Advice Regime Commences
13 August 2013
http://www.allenovery.com/publications/en-g … re-of-Financial-Advice-Regime-Commences.aspx
Australia’s Commitment to over-the-counter Derivative Reforms Australia’s Commitment to over-the-counter Derivative Reforms
13 August 2013
http://www.allenovery.com/publications/en-g … -to-over-the-counter-Derivative-Reforms.aspx
On 25 February 2016, the Australian Prudential Regulation Authority (APRA) published a discussion paper and a draft prudential standard setting out APRA’s proposals for implementing margin requirements and other risk mitigation standards for non-cleared OTC derivatives in Australia (the APRA
11 March 2016
http://www.allenovery.com/publications/en-g … r-non-centrally-cleared-OTC-derivatives.aspx
Cross border marketing, selling and advisory restrictions when dealing with institutional clients Cross border marketing, selling and advisory restrictions when dealing with institutional clients
04 June 2013
http://www.allenovery.com/publications/en-g … when-dealing-with-institutional-clients.aspx
CFTC Issues Substituted Compliance Determinations for Six Jurisdictions CFTC Issues Substituted Compliance Determinations for Six Jurisdictions
14 January 2014
http://www.allenovery.com/publications/en-g … ce-Determinations-for-Six-Jurisdictions.aspx
Regulators are faced with a choice. They can engage with senior management of banks or they can draw the battle lines with them. It will be unfortunate if they choose confrontation as there are many within the industry that have a great deal to contr Regulators are faced with a choice. They can
20 March 2009
http://www.allenovery.com/publications/en-g … eed-constructive-debate,-not-scapegoats.aspx
Proposals for Australia’s charity sector Proposals for Australia’s charity sector
13 August 2013
http://www.allenovery.com/publications/en-g … roposals-for-Australia-s-charity-sector.aspx


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