Cookies on our website

We use cookies on our website. To learn more about cookies, how we use them on our site and how to change your cookie settings please view our cookie policy.

Read more Close
Skip Ribbon Commands
Skip to main content
You searched for:


1-2 of 2 results
Results per page: 
Sort by: 
The Hong Kong Securities and Futures Commission's recent high profile insider dealing and market misconduct prosecutions of bankers and other senior executives and its criticism of the role of Compliance teams, has raised the very real spectre of how The Hong Kong Securities and Futures
12 April 2010 … tory-briefing---internal-investigations.aspx
The new Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) senior managers and certification regime (the new regime) will come into force on 7 March 2016. Many firms will see this date as marking the end of what has been a long consultation and implementation process.
04 March 2016 … e-food-for-thought-for-in-house-lawyers.aspx

  • Add comment (optional)