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Cross border marketing, selling and advisory restrictions when dealing with institutional clients Cross border marketing, selling and advisory restrictions when dealing with institutional clients
04 June 2013
http://www.allenovery.com/publications/en-g … when-dealing-with-institutional-clients.aspx
The Volcker Rule and Foreign Banks, Part II The The Volcker Rule and Foreign Banks, Part II The
27 October 2011
http://www.allenovery.com/publications/en-g … Volcker-Rule-and-Foreign-Banks,-Part-II.aspx
After a marathon conference session replete with heated debate and backroom deal-making, the House-Senate Conference considering the pending financial reform legislation now known as the Dodd-Frank Wall Street Reform and Consumer Protection Act (the After a marathon conference session replete with
30 June 2010
http://www.allenovery.com/publications/en-g … h-Out-Provision-of-the-Dodd-Frank-Bill-.aspx
The Volcker Rule and Foreign Banks The Incredible Shrinking Exemption for Trading Outside of the US The Volcker Rule and Foreign Banks The Incredible Shrinking Exemption for Trading Outside of the US
20 October 2011
http://www.allenovery.com/publications/en-g … e-Volcker-Rule-and-Foreign-Banks-Part-I.aspx
The FDIC issues an interim rule establishing the Temporary Liquidity Guaranty Program. The FDIC issues an interim rule establishing the Temporary Liquidity Guaranty Program.
07 November 2008
http://www.allenovery.com/publications/en-gb/Pages/FDIC’S-debt-guarantee-program.aspx
Allen & Overy Special Global Counsel, Philip Wood, on what really caused the financial crisis and what needs to happen now. Allen & Overy Special Global Counsel, Philip Wood, on what really caused the financial crisis and what needs to happen now.
30 March 2009
http://www.allenovery.com/publications/en-g … mmer-to-the-whole-thing,-if-we-want-to'.aspx
Following the approval by the U.S. Senate on July 15 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), risk retention now forms an official part of the U.S. regulatory landscape subject only to President Obama signing Following the approval by the U.S. Senate on
15 July 2010
http://www.allenovery.com/publications/en-g … ion-initiatives--Not-exactly-eye-to-eye.aspx
In the early hours of Friday, June 25th, delegates from the House of Representatives and the Senate concluded the yearlong quest to reform the regulation of the US financial services sector by agreeing the text of the Dodd-Frank Wall Street Reform an In the early hours of Friday, June 25th,
30 June 2010
http://www.allenovery.com/publications/en-g … -Dodd-Frank-Act-on-Non-US-Fund-Advisers.aspx
UCITS, MiFID, Exchange Traded Funds, ETFs UCITS, MiFID, Exchange Traded Funds, ETFs
13 May 2011
http://www.allenovery.com/publications/en-g … atory-outlook-for-Exchange-Traded-Funds.aspx


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