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The Senior Managers and Certification Regime: Another year on


09 April 2018

​The Financial Conduct Authority and Prudential Regulation Authority Senior Managers and Certification Regime (the Regime) has been in place for just over two years. During this period, firms have experienced a range of challenges in relation to the Regime, with some firms revisiting their approaches to various aspects of the Regime.

In this article, we explore some of the themes and trends that have emerged in relation to the Regime since it came into force, as well as some of the key challenges that have been faced by firms in relation to the Regime during this period.

This article was first published in the April 2018 issue of PLC Magazine (available at

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