Cookies on our website

We use cookies on our website. To learn more about cookies, how we use them on our site and how to change your cookie settings please view our cookie policy.

Read more Close
Skip Ribbon Commands
Skip to main content
Sign In

Publications

Recent determination of the Securities and Futures Appeal Tribunal

 

24 November 2017

This is a much awaited determination by the Securities and Futures Appeal Tribunal  (Tribunal) http://www.sfat.gov.hk/english/determination/AN-3-2015-Determination.pdf.  The hearings took place in May and September 2016, with determination issued on 21 November 2017. 

This briefing highlights aspects of interest to us, particularly the Tribunal's approach to pecuniary penalty.

 

Read more >>

Publications search




Related people

Client alerts

Already signed up for Client alerts? Click here to access your portal



  • Add comment (optional)