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Further Analysis on the SFC Structured Products Reform: a New Dawn


04 June 2010

Further to our recent client bulletin entitled "SFC Structured Products Reform: a New Dawn", we have set out below a more detailed analysis of certain key issues contained in the "Consultation Conclusions on Proposals to Enhance Protection for the Investing Public" (Consultation Conclusions) published by the Securities and Futures Commission (SFC) on 28 May 2010.

One of the major proposed measures adopted in the Consultation Conclusions includes the introduction of a consolidated SFC Handbook (Handbook) comprising revised product codes for unit trusts and mutual funds and for investment-linked assurance schemes and a new product code on unlisted structured investment products (SIP Code). This bulletin will focus largely on the conclusions reached in respect of (i) the SIP Code in relation to unlisted structured investment products (SIPs) and (ii) the regulation of intermediary conduct and selling practices.

Please download our article "Further Analysis on the SFC Structured Products Reform: a New Dawn" for the full story.


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