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Allen & Overy’s annual seminar on FCA and PRA enforcement themes and trends

 

19 September 2018

Please join us for a breakfast seminar on Tuesday 9 October 2018 for our annual seminar on FCA and PRA enforcement themes and trends.

Over the past year we have continued to see relatively few public enforcement actions being concluded by the UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA). However, the FCA has fulfilled its promise of opening a significant number of new enforcement investigations over the past year into both firms and individuals, meaning that a number of firms are seeing a significant increase in the amount of interactions they are having with FCA Enforcement.

In this seminar, Calum Burnett along with Brandon O’Neil and Sarah Hitchins, members of our litigation and investigations practice will:

  • Analyse enforcement themes and trends that have emerged from recent FCA and PRA enforcement investigations and actions;
  • Consider what are the key areas the FCA and the PRA are currently focusing on from an enforcement perspective, as well as other areas that the FCA and PRA may turn their attention to over the coming months;
  • Share insights into how the FCA is now conducting enforcement investigations, especially in light of the significant increase in the number of investigations it is conducting;
  • Look ahead to the next year, to predict key areas of focus for the FCA and the PRA from an enforcement perspective.

To reserve your place at this seminar, please click here​.

 

Authors

 

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Key people

Calum Burnett
Calum Burnett
Partner
United Kingdom
Telephone icon+44 20 3088 3736
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Brandon O'Neil
Brandon O'Neil
Senior Associate
United Kingdom
Telephone icon+44 203 088 4187
Send email
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Sarah Hitchins
Sarah Hitchins
Senior Associate
United Kingdom
Telephone icon+44 20 3088 3948
Send email
View officeView profile


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