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Financial Services Regulation and Investigations

Regulatory changes are affecting all parts of the financial services sector, from banks and asset managers to insurers and market infrastructure providers.

Our team can help guide you through an increasingly complex regulatory landscape where national and international regulations may interact or conflict.

Our global cross-disciplinary approach combines both experts in contentious and non-contentious matters. We help to protect clients from regulatory risk and also advise them on how to take advantage of the emerging opportunities.

Recognition for our work
  • "They've got a really strong team. It's a Rolls-Royce service." – Chambers UK 2018 – Financial Services: Non-contentious Regulatory
  • "They have built a robust transatlantic practice. They bring a tremendous amount to the table." – Chambers USA 2018 – Financial Services Regulation
  • “Allen & Overy LLP is ‘absolutely outstanding’ at representing clients throughout the continuum of contentious issues.” – Legal 500 UK 2017 – Financial Services Contentious

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