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Bank Regulation

Both retail and investment banks are faced with an ever wider regulatory framework at both a national and international level.

Compliance requirements range from conduct of business rules around marketing and passporting financial products to overarching prudential requirements for capital, liquidity and recovery and resolution planning.

Our team advises the world’s leading banks on a very wide range of regulations. We have invested in building a large global team that provides expert advice and interacts with regulators on a day-to-day basis.

Areas we advise and assist clients on include:

  • Authorisation applications - across a wide range of banking activities and in multiple different jurisdictions.
  • Structural and regulatory reform - implementing compliance programmes and helping with business re-design processes.
  • Consumer finance and retail - designing new retail products and advising on conduct of business rules for marketing and sales.

Recognition for our work

  • “We get really sound advice. Their regulatory lawyers work well with the rest of the firm so we get a good, well-rounded approach. In terms of quality of advice they're a cut above the other firms.” – Chambers UK 2018 – Financial Services: Non-contentious Regulatory

  • “It's the kind of firm that you rely on not just for their US knowledge but the fact that they have roots internationally. They bring a global perspective that's really helpful.” – Chambers USA 2018 – Financial Services Regulation


 Key contacts

Nick Bradbury

United Kingdom NickBradbury

Damian Carolan

United Kingdom DamianCarolan

Etay Katz

United Kingdom EtayKatz

Bob Penn

United Kingdom BobPenn

Kate Sumpter

United Kingdom KateSumpter

Jodi Norman

United Kingdom JodiNorman

Knox McIlwain

Partner - London/New York
United Kingdom KnoxMcIlwain

Brice Henry

France BriceHenry

Bill Satchell

United States BillSatchell

Barbara Stettner

United States BarbaraStettner

Henri Wagner

Luxembourg HenriWagner



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