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Practices

 

Bank Regulation

Both retail and investment banks are faced with an ever wider regulatory framework at both a national and international level.

Compliance requirements range from conduct of business rules around marketing and passporting financial products to overarching prudential requirements for capital, liquidity and recovery and resolution planning.

Our team

Nick Bradbury

Partner
United Kingdom NickBradbury

Damian Carolan

Partner
United Kingdom DamianCarolan

Etay Katz

Partner
United Kingdom EtayKatz

Bob Penn

Partner
United Kingdom BobPenn

Kate Sumpter

Partner
United Kingdom KateSumpter

Brice Henry

Partner
France BriceHenry

Jane Jiang

Partner
China and Hong Kong JaneJiang

Charlotte Robins

Partner
China and Hong Kong CharlotteRobins

Bill Satchell

Partner
United States BillSatchell

Barbara Stettner

Partner
United States BarbaraStettner

Henri Wagner

Partner
Luxembourg HenriWagner
advises the world’s leading banks on a very wide range of regulations. We have invested in building a large global team that provides expert advice and interacts with regulators on a day-to-day basis.

 

Areas we advise and assist clients on include:

  • Authorisation applications - across a wide range of banking activities and in multiple different jurisdictions.
  • Structural and regulatory reform - implementing compliance programmes and helping with business re-design processes.
  • Consumer finance and retail - designing new retail products and advising on conduct of business rules for marketing and sales.

Recognition for our work

  • “We get really sound advice. Their regulatory lawyers work well with the rest of the firm so we get a good, well-rounded approach. In terms of quality of advice they're a cut above the other firms.” – Chambers UK 2018 – Financial Services: Non-contentious Regulatory

  • “It's the kind of firm that you rely on not just for their US knowledge but the fact that they have roots internationally. They bring a global perspective that's really helpful.” – Chambers USA 2018 – Financial Services Regulation

 

 Key contacts

 

 

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Our Financial Services Regulatory practice

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